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Cathey Fisher

18 Years of Experience
2 DisclosuresBroker

Cathey Fisher is a registered investment advisor at Thurston Springer Advisors, based in Indianapolis, IN, with 18 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
6,759 clients
Average Client Portfolio
$544K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$25K

Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.

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Location

9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2016
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Thurston Springer Advisors
July 2024 - Present · 1 yr 9 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Phillips Capital Advisors, INC.
January 2023 - June 2024 · 1 yr 5 mos
T.S. Phillips Investments, INC.Broker
April 2012 - June 2024 · 12 yrs 2 mos
Phillips Capital Advisors, INC.
April 2012 - January 2023 · 10 yrs 9 mos
Edward Jones
July 2007 - April 2012 · 4 yrs 9 mos
Edward JonesBroker
April 2007 - April 2012 · 5 yrs
State Registrations4 states
CONHOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.