CK
CK

Cathy Renee Keen

10 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.45%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15M+0.45%

Fees may be negotiable based on the client’s total relationship with UMB.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

222 South Main Street, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cathy is a licensed agent selling fixed rate insurance products and services for UMB Insurance, dedicating a few hours per week. She also works as a financial services professional providing investment management services for UMB Bank, dedicating nearly full-time hours.

Employment History
Current Registrations
Umb Financial Services, INC.
May 2024 - Present · 1 yr 9 mos
Umb Financial Services, INC.
May 2024 - Present · 1 yr 9 mos
Umb Financial Services, INC.Broker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2014 - February 2024 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
September 2014 - February 2024 · 9 yrs 5 mos
State Registrations1 state
UT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.