Andrew Richard Hauber

ChFC

Diversify Advisory Services, LLC

18 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net WorthBusiness OwnersMedical Professionals

Diversify Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

105 advisors

Number of Clients

3,698 clients

Average Client Portfolio

$867K average

Assets Under Management

$3.2B

Fee Structure

Location

918 Maple St, Conshohocken, PA, 19428

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2024

Denied

Customer Dispute

September 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andrew is an agent for multiple life insurance brokerages, including 1847Financial, MWealth Advisors, and March Forward, dedicating about a quarter to about half of his time to these activities. He is also a partner in BBCH Realty Partners LLC, a property ownership company, but spends minimal time on this.

Employment History

Current Registrations

Diversify Advisory Services, LLC

December 2023 - Present · 2 yrs 2 mos

Dfpg Investments, LLCBroker

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Dfpg Investments, LLC

October 2022 - December 2023 · 1 yr 2 mos

Hornor, Townsend & Kent, LLC

April 2015 - October 2022 · 7 yrs 6 mos

Hornor, Townsend & Kent, LLCBroker

March 2015 - October 2022 · 7 yrs 7 mos

Metlife Securities INC.

January 2015 - March 2015 · 2 mos

Metlife Securities INC.Broker

January 2015 - March 2015 · 2 mos

New England Securities Corporation

February 2008 - January 2015 · 6 yrs 11 mos

New England SecuritiesBroker

August 2007 - January 2015 · 7 yrs 5 mos

State Registrations20 states

AZCACTDCDEFLGAILKYMAMDNCNJNVNYPASCTXVAVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.