Matthew Phillips
Matthew Phillips is a CFP-designated registered investment advisor at K2 Financial INC., based in Glendora, CA, with 9 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 366 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
K2 Financial's investment management fees typically range from 0.50% to 1.35% annually, based on the value of your portfolio. The specific fee will be outlined in your agreement. Fees are negotiable. Certain legacy clients may have different fee structures as described in their agreements.
Location
233 S. Glendora Ave., Glendora, CA, 91741
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew works as an IAR for K2 Financial, an agent/producer for K2 Benefits Group (selling insurance), and a planner/agent and senior service advisor for Krellwitz, Kurimoto & Associates. He dedicates minimal time to K2 Financial, about 10-20% of his time to K2 Benefits Group, and nearly full-time to Krellwitz, Kurimoto & Associates, where he offers clients insurance.
Employment History
Current Registrations
K2 Financial INC.
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Legend Advisory, LLC
Waddell & Reed
Waddell & ReedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.