Adoree D Lee

Rockefeller Capital Management

17 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Rockefeller Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

876 advisors

Number of Clients

35,950 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$70.0B

Fee Structure

Location

750 University Ave , Suite 240, Los Gatos, CA, 95032

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Rockefeller Financial LLCBroker

April 2024 - Present · 1 yr 10 mos

Rockefeller Capital Management

April 2024 - Present · 1 yr 10 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2009 - April 2024 · 15 yrs 3 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 2009 - April 2024 · 15 yrs 3 mos

Morgan Stanley & CO. IncorporatedBroker

March 2008 - August 2008 · 5 mos

State Registrations28 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.