RB
RB

Rick Bell

19 Years of Experience
Broker

Rick Bell is a registered investment advisor, based in Covington, KY, with 19 years of industry experience.

Location

31 Innovation Alley, Suite G, Covington, KY, 41011

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Rick is the Vice President of Intermediary Sales and an Investment Adviser Representative at F/m Investments, LLC (d/b/a Genoa Asset Management), dedicating nearly full-time hours to this role. He also works about 10-20% of his time as a Senior Investment Advisor at Crew Capital Management, Ltd., providing financial planning and asset allocation recommendations.

Employment History
Current Registrations
Fnex Capital, LLCBroker
June 2024 - Present · 1 yr 10 mos
Fnex Capital, LLC
June 2024 - Present · 1 yr 10 mos
F/m Investments LLC
August 2020 - Present · 5 yrs 8 mos
Crew Capital Management, LTD.
July 2020 - Present · 5 yrs 9 mos
Previous Registrations
F/m Distributors, LLCBroker
August 2023 - June 2024 · 10 mos
Fnex Capital, LLCBroker
June 2021 - August 2023 · 2 yrs 2 mos
F/m Investments LLC
July 2020 - July 2020 · 0 mos
Ross, Sinclaire & Associates, LLC
December 2009 - August 2020 · 10 yrs 8 mos
Ross, Sinclaire & Associates, LLCBroker
March 2007 - June 2020 · 13 yrs 3 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.