Sachin Kumar

Laidlaw Wealth Management LLC

14 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning

Laidlaw Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

6 advisors

Number of Clients

113 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$114.8M

Fee Structure

Minimum Investment:$25K

Location

521 Fifth Ave, 12th Floor, New York, NY, 10175

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

May 2020

Final

Employment Separation After Allegations

July 2019

Customer Dispute

June 2019

Closed-No Action

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Laidlaw & Company (UK) LTD.Broker

October 2019 - Present · 6 yrs 4 mos

Laidlaw Wealth Management LLC

October 2019 - Present · 6 yrs 4 mos

Previous Registrations

Morgan Stanley

July 2016 - August 2019 · 3 yrs 1 mo

Morgan StanleyBroker

May 2016 - August 2019 · 3 yrs 3 mos

Chase Investment Services CORP.Broker

March 2007 - March 2012 · 5 yrs

State Registrations5 states

CTNJNVNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.