Sachin Kumar is a registered investment advisor, based in New York, NY, with 14 years of industry experience.
Location
521 Fifth Ave, 12th Floor, New York, NY, 10175
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Regulatory History (3)
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Regulatory
May 2020Final
Employment Separation After Allegations
July 2019Customer Dispute
June 2019Closed-No Action
Employment History
Current Registrations
Laidlaw & Company (UK) LTD.Broker
October 2019 - Present · 6 yrs 6 mos
Laidlaw Wealth Management LLC
October 2019 - Present · 6 yrs 6 mos
Previous Registrations
Morgan Stanley
July 2016 - August 2019 · 3 yrs 1 mo
Morgan StanleyBroker
May 2016 - August 2019 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
March 2007 - March 2012 · 5 yrs
State Registrations6 states
CACTNJNVNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.