Diane Zing is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 University Blvd, Suite 450, Denver, CO, 80206
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Regulatory History (1)
Customer Dispute
July 2010Other Business ActivitiesSells Insurance
Diane is the President of Zing Financial Services LLC, a business entity for tax/investment purposes, dedicating a few hours per week. She also provides investment advisory services through Trilogy Capital Inc. and Trilogy Financial, spending a significant amount of time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Trilogy Capital, INC.
Previous Registrations
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.