Ann Ocone
Ann Ocone is a CFP-designated registered investment advisor at New England Capital Financial Advisors LLC, based in South Meriden, CT, with 15 years of industry experience. Ann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,163 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M+ | 0.75% |
NECFA may charge a lesser investment advisory fee, waive its annual minimum fee, charge a flat fee, waive its fee entirely, or charge fee on a different interval, based upon certain criteria.
Fee Estimator
Location
79 Main Street, South Meriden, CT, 06451-5118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ann is a board member of the Napier Foundation, a non-profit organization. She spends minimal time reviewing grant applications, financial statements, and attending quarterly meetings.
Employment History
Current Registrations
New England Capital Financial Advisors LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Harvest Capital LLCBroker
State Registrations1 state
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