Nicole Davis is a registered investment advisor at Northwest Financial Advisors LLC, based in Herndon, VA, with 16 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,583 clients with $1.9B in assets under management.
Compensation
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Number of Clients
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Fee Structure
NWFA offers several investment management programs, including Strategic Wealth Management (SWM), Optimum Market Portfolios (OMP), Model Wealth Portfolios (MWP), Manager Access Select, and Guided Wealth Portfolios (GWP). The fees for SWM, MWP, OMP and Manager Access Select are negotiable, with a maximum annual advisory fee of 2.00%. GWP clients pay an LPL program fee of 0.35% and an NWFA advisory fee of up to 1.00%. GWP accounts under $10,000 also incur a $20 annual small account fee payable to LPL. Fees are charged quarterly in advance.
Location
200 Spring Street, Suite 120, Herndon, VA, 20170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicole works as a registered investment advisor hybrid with Northwest Financial Advisors LLC, dedicating nearly full-time hours to securities trading. She also serves as Chief Compliance Officer for Northwest Financial Group LLC.
Employment History
Current Registrations
Northwest Financial Advisors LLC
Northwest Financial Group LLCBroker
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLCBroker
Uvest Financial Services Group, INC.Broker
State Registrations53 states
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