Mindy Yu

Betterment

11 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate Planning

Betterment

Compensation

Fee-Only (AUM)

Firm Size

26 advisors

Number of Clients

923,777 clients

Average Client Portfolio

$61K average

Assets Under Management

$56.4B

Fee Structure

Minimum Investment:$10

Financial Planning:Included in AUM fee

Location

450 West 33rd Street, Floor 11, New York, NY, 10001

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Betterment

December 2021 - Present · 4 yrs 2 mos

Previous Registrations

Stash Capital LLCBroker

January 2020 - September 2021 · 1 yr 8 mos

UBS Financial Services INC.

April 2019 - December 2019 · 8 mos

UBS Financial Services INC.Broker

March 2019 - December 2019 · 9 mos

Foreside Fund Services, LLCBroker

March 2016 - March 2019 · 3 yrs

Blackrock Investment Management, LLC

March 2014 - March 2016 · 2 yrs

Blackrock Investments, LLCBroker

January 2014 - March 2016 · 2 yrs 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.