Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
93 advisors
Number of Clients
7,967 clients
Average Client Portfolio
$4.8M average
Assets Under Management
$38.3B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

333 South Hope Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley owns Tenth Inning Productions, LLC, a sports collectibles and memorabilia company, since 2022. He dedicates about 10-20% of his time to this business, none of which occurs during securities trading hours.

Employment History
Current Registrations
Capital Group Private Client Services, INC.
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Capital Bank and Trust Company
October 2019 - July 2021 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
February 2017 - September 2019 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2017 - September 2019 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
August 2012 - June 2016 · 3 yrs 10 mos
Barclays Capital INC.
January 2009 - March 2012 · 3 yrs 2 mos
Barclays Capital INC.Broker
September 2008 - March 2012 · 3 yrs 6 mos
Lehman Brothers INC.
April 2007 - October 2008 · 1 yr 6 mos
Lehman Brothers INC.Broker
March 2007 - September 2008 · 1 yr 6 mos
State Registrations6 states
CAGAILNVNYTX
Advisor
Exams
No exam information available for this advisor.