Casey Kha

CFP

Fca CORP

6 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Fca CORP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

13 advisors

Number of Clients

171 clients

Average Client Portfolio

$3.1M average

Assets Under Management

$525.7M

Fee Structure

Minimum Investment:$100K

Location

791 Town & Country Blvd., Suite 250, Houston, TX, 77024-3925

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

December 2001

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Casey is a member and consultant for Gamma Enterprises LLC (DBA "Shinjuku Station"), a full-service restaurant, since 2011. This not investment-related and takes minimal time.

Employment History

Current Registrations

Fca CORP

May 2022 - Present · 3 yrs 9 mos

Previous Registrations

Lincoln Financial Advisors Corporation

August 2007 - June 2010 · 2 yrs 10 mos

Lincoln Financial Advisors CorporationBroker

August 2007 - June 2010 · 2 yrs 10 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.