Benjamin Bradstreet Frazier

United Brokerage Services INC

18 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

United Brokerage Services INC

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

1,904 clients

Average Client Portfolio

$204K average

Assets Under Management

$389.1M

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

2636 U.S. 17 Business, Garden City, SC, 29576

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

United Brokerage Services INC

August 2020 - Present · 5 yrs 6 mos

United Brokerage Services, INCBroker

August 2020 - Present · 5 yrs 6 mos

Previous Registrations

LPL Financial LLC

March 2016 - August 2020 · 4 yrs 5 mos

LPL Financial LLCBroker

March 2016 - August 2020 · 4 yrs 5 mos

First Citizens Investor Services, INC.Broker

January 2016 - March 2016 · 2 mos

First Citizens Asset Management, INC

October 2009 - March 2016 · 6 yrs 5 mos

First Citizens Securities CorporationBroker

September 2009 - January 2016 · 6 yrs 4 mos

Wells Fargo Advisors, LLC

April 2008 - August 2009 · 1 yr 4 mos

Wells Fargo Advisors, LLCBroker

January 2008 - August 2009 · 1 yr 7 mos

Wachovia Securities, LLC

January 2008 - April 2008 · 3 mos

A. G. Edwards & Sons, INC.

April 2007 - January 2008 · 9 mos

A. G. Edwards & Sons, INC.Broker

March 2007 - January 2008 · 10 mos

State Registrations12 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.