RJ
RJ

Richard Joseph Johnson

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
72 clients
Average Client Portfolio
$20.3M average
Assets Under Management
$1.5B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M0.25%
$10.0M - $30.0M0.20%
$30.0M - $50.0M0.17%
$50M+0.15%

Fees are negotiable based on client type, referring source, asset class, pre-existing relationships, portfolio complexity and account size, requirements, or other special circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
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Location

Zions Capital Advisors, One South Main St., 12th Floor, Salt Lake City, UT, 84133

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard works as an independent contractor for Uber, providing rideshare, food delivery, and shopping services. This activity is not investment-related.

Employment History
Current Registrations
Zions Capital Advisors, INC.
January 2020 - Present · 6 yrs 1 mo
Zions Direct, INC.
January 2020 - Present · 6 yrs 1 mo
Zions Direct, INC.Broker
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Alpine Securities CorporationBroker
April 2018 - February 2020 · 1 yr 10 mos
Morgan Stanley
July 2014 - April 2018 · 3 yrs 9 mos
Morgan StanleyBroker
July 2014 - April 2018 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - June 2014 · 3 yrs 5 mos
Wells Fargo Advisors, LLC
January 2011 - June 2014 · 3 yrs 5 mos
Wells Fargo Investments, LLC
September 2010 - January 2011 · 4 mos
Wells Fargo Investments, LLCBroker
January 2007 - January 2011 · 4 yrs
State Registrations1 state
UT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.