901 S. Marquette Avenue, Suite 1990, Minneapolis, MN, 55402
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →James is involved in several investment-related activities, including DBAs for LPL business, a registered investment advisor DBA, and The Hays Financial Group, LLC, where he provides investment advisory services, spending nearly full-time on it. He also dedicates minimal time to non-variable insurance and property and casualty activities, serves as a non-profit board member, and has a business entity for tax/investment purposes.