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Alvaro Luis Teixeira

Hsbc Securities (USA) INC.
9 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Hsbc Securities (USA) INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only

Location

66 Hudson Boulevard, Floor 3, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alvaro is a silent, non-executive partner (33.3%) in FACT INC INV Ltda, a property developer in Brazil that is selling its assets. Alvaro does not currently work in the business.

Employment History
Current Registrations
Hsbc Securities (USA) INC.
July 2018 - Present · 7 yrs 7 mos
Hsbc Securities (USA) INC.Broker
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Fator Securities LLCBroker
July 2007 - August 2008 · 1 yr 1 mo
Ixe Securities, INC.Broker
December 2006 - June 2007 · 6 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.