CC
CFP
CC
CFP

Cody Stratton Carpenter

15 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.45%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15M+0.45%

Fees may be negotiable based on the client’s total relationship with UMB.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4200 W 115th Street, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cody works for UMB Bank as a financial services professional providing investment management services since August 2022. This activity takes nearly full-time hours.

Employment History
Current Registrations
Umb Financial Services, INC.
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Creative Planning
December 2018 - August 2022 · 3 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
August 2010 - December 2018 · 8 yrs 4 mos
State Registrations8 states
CAILKSMAMIMONENY
Advisor
Exams
No exam information available for this advisor.
Cody Stratton Carpenter - Financial Advisor | TrueAdvisor