DG
DG

Dustin Gale

18 Years of Experience
Broker

Dustin Gale is a registered investment advisor, based in Castle Pines, CO, with 18 years of industry experience.

Location

Castle Pines, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dustin is an advisory board member (non-director/non-voter) for Project Echo, a non-profit organization providing alternative education to at-risk students. He dedicates minimal time to this role, focusing on board recruitment, operations, networking, and fundraising.

Employment History
Current Registrations
Kayne Anderson Rudnick Investment Management, LLC
February 2015 - Present · 11 yrs 2 mos
Vp Distributors LLCBroker
February 2015 - Present · 11 yrs 2 mos
Vp Distributors LLC
February 2015 - Present · 11 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2009 - January 2011 · 1 yr 8 mos
Wells Fargo Investments, LLC
April 2009 - January 2011 · 1 yr 9 mos
Banc of America Investment Services, INC.
May 2007 - January 2009 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
December 2006 - January 2009 · 2 yrs 1 mo
State Registrations7 states
CACOFLNCNYRITX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dustin Gale - Financial Advisor | TrueAdvisor