Mario John Giammarco Jr

Herold Advisors, INC.

10 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Herold Advisors, INC.

Compensation

Fee-Only (AUM)

Firm Size

11 advisors

Number of Clients

523 clients

Average Client Portfolio

$936K average

Assets Under Management

$489.7M

Fee Structure

Financial Planning:Investment management only

Location

845 Third Avene Suite 1703, New York, NY, 10022-7513

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History

Regulatory History (1)

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Criminal

April 2004

Final Disposition

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Other Business ActivitiesSells Insurance

Mario is an insurance broker with Herold Insurance Agency since 2012, dedicating about a quarter of his time to insurance sales and service. He is also an associate at Giammarco Planning Associates doing financial planning, and an attorney/owner at Giammarco Law, and an advisor at Herold Advisors Inc. doing investment management.

Employment History

Current Registrations

Herold & Lantern Investments, INC.Broker

November 2020 - Present · 5 yrs 3 mos

Herold Advisors, INC.

October 2020 - Present · 5 yrs 4 mos

Previous Registrations

Bernard Herold & CO., INC.Broker

July 2015 - November 2020 · 5 yrs 4 mos

State Registrations11 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.