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RD
RD
Randall Dammers
Dorsey, Wright & Associates, LLC
9 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Dorsey, Wright & Associates, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
21 advisors
Number of Clients
815 clients
Average Client Portfolio
$927K average
Assets Under Management
$755.1M
Fee Structure
Minimum Investment:
$100K
Financial Planning:
Investment management only
Minimum Annual Fee:
$1,250
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Location
3300 W Leigh Street, Richmond, VA, 23230
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Employment Separation After Allegations
June 2010
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How to Read Disclosures
Employment History
Current Registrations
Nasdaq Capital Markets Advisory LLC
January 2022 - Present · 4 yrs 1 mo
Nasdaq Capital Markets Advisory LLC
Broker
January 2022 - Present · 4 yrs 1 mo
Dorsey, Wright & Associates, LLC
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
David Lerner Associates, INC.
Broker
February 2016 - October 2016 · 8 mos
Quasar Trading, LLC
Broker
October 2014 - August 2015 · 10 mos
Quasar Trading, LLC
Broker
April 2013 - August 2014 · 1 yr 4 mos
Coastal Trade Securities, LLC
Broker
June 2012 - December 2012 · 6 mos
Wts Proprietary Trading Group LLC
Broker
March 2012 - June 2012 · 3 mos
Chase Investment Services CORP.
Broker
August 2009 - July 2010 · 11 mos
Nylife Securities LLC
Broker
August 2008 - August 2009 · 1 yr
State Registrations
1 state
VA
Advisor
Exams
No exam information available for this advisor.