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TrueAdvisor
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DB

Derek James Bailey

Usi Securities, INC.
18 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Usi Securities, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
50 advisors
Number of Clients
139 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Location

95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Usi Securities, INC.
February 2021 - Present · 5 yrs
Usi Securities, INC.Broker
February 2021 - Present · 5 yrs
Usi Advisors
May 2020 - Present · 5 yrs 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
September 2017 - May 2020 · 2 yrs 8 mos
Cambridge Investment Research, INC.Broker
February 2011 - May 2020 · 9 yrs 3 mos
Qa3 Financial CORP.Broker
October 2007 - February 2011 · 3 yrs 4 mos
Pruco Securities, LLC.Broker
October 2006 - August 2007 · 10 mos
State Registrations1 state
NE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.