Aaron Michael Casey

Transamerica Financial Advisors, LLC

19 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Transamerica Financial Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

1031 advisors

Number of Clients

42,440 clients

Average Client Portfolio

$41K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$10

Financial Planning:Investment management only

Minimum Annual Fee:$35

Location

3550 Stevens Creek Blvd, Suite 308, San Jose, CA, 95117

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Aaron sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. The filing does not specify the time commitment.

Employment History

Current Registrations

Transamerica Financial Advisors, LLC

January 2012 - Present · 14 yrs 1 mo

Transamerica Financial Advisors, LLCBroker

January 2012 - Present · 14 yrs 1 mo

Previous Registrations

Investment Advisors International, INC.

December 2008 - January 2012 · 3 yrs 1 mo

World Group Securities, INC.Broker

November 2006 - January 2012 · 5 yrs 2 mos

State Registrations3 states

CAMNTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.