Catherine Smith
Catherine Smith is a CFP-designated registered investment advisor at Catherine R. Smith, Financial Planner, LLC, based in Anchorage, AK, with 19 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 18 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Catherine R. Smith, Financial Planner, LLC charges a fixed annual fee for investment advisory services, generally ranging between $1,500 and $12,000. The annual fee will not exceed 1.0% of the value of your portfolio. If your assets are managed by a sub-advisor, those fees are separate from and in addition to the firm's advisory fee. Clients who participate in the GMO program will be charged an additional 0.20% based on the average market value of their account.
Location
1501 W. 34th Avenue, Anchorage, AK, 99503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Catherine is the President and sole shareholder of Catherine R Smith, CPA, PC, a CPA firm providing tax and accounting services, since 1988. She dedicates about a quarter of her time to this business.
Employment History
Current Registrations
Catherine R. Smith, Financial Planner, LLC
Previous Registrations
Catherine R. Smith, Financial Planner, LLC
State Registrations2 states
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