Michael Nguyen
Michael Nguyen is a registered investment advisor at Syndicated Capital, INC., based in Monrovia, CA, with 5 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 393 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable with the advisors.
Fee Estimator
Location
825 S Primrose Avenue, Suite E, Monrovia, CA, 91016
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2025Other Business ActivitiesSells Insurance
Michael owns rental property, generating rental income since 2011, dedicating minimal time to it. He is also the CEO of TFML Financial & Insurance Services LLC.
Employment History
Current Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.