TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
CG
CFP
CG
CFP
Ceasar Thomas Garvida
Steelpeak Wealth, LLC
14 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & Coaching
Tax Planning
Estate Planning
Investment Management
Retirement Planning
Steelpeak Wealth, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B
Fee Structure
Investment Management
Planning
Loading...
Location
21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
September 2013
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Steelpeak Wealth, LLC
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Prepared Capital
October 2018 - October 2020 · 2 yrs
Morgan Stanley
December 2015 - October 2018 · 2 yrs 10 mos
Morgan Stanley
Broker
December 2015 - October 2018 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
October 2012 - October 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - October 2013 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith Barney
Broker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.
Broker
July 2008 - June 2009 · 11 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.