KS
KS

Kevin Robert Smith

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
218 clients
Average Client Portfolio
$289K average
Assets Under Management
$62.9M

Fee Structure

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Location

80 Broad Street, 29th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is an independent contractor at ATCAP Partners, LLC, spending about three-quarters of his time on portfolio management and financial advisory. He also serves on the Investment Advisory Board for Ithaca College School of Business, dedicating minimal time to meetings and mentoring students.

Employment History
Current Registrations
Atcap Partners, LLC
July 2022 - Present · 3 yrs 7 mos
Ceros Financial Services, INC.Broker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
National Asset Management, INC.
March 2018 - July 2022 · 4 yrs 4 mos
National Securities CorporationBroker
March 2018 - July 2022 · 4 yrs 4 mos
Aegis Capital CORP.
April 2017 - March 2018 · 11 mos
Aegis Capital CORP.Broker
September 2011 - March 2018 · 6 yrs 6 mos
Gunnallen Financial, INCBroker
September 2007 - February 2009 · 1 yr 5 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.