Christos Athanasios Oakley

Regal Advisory Services, INC.

9 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Regal Advisory Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

285 clients

Average Client Portfolio

$398K average

Assets Under Management

$113.5M

Fee Structure

Location

189 South Orange Avenue, Orlando, FL, 32801

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Regal Advisory Services, INC.

January 2018 - Present · 8 yrs 1 mo

Regal Securities, INC.Broker

February 2016 - Present · 10 yrs

State Registrations50 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.