Dan Roehm
Dan Roehm is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Fort Lauderdale, FL, with 11 years of industry experience. Dan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
Fort Lauderdale, FL
Get directionsHistory
Regulatory History (1)
Criminal
October 1980Other Business ActivitiesSells Insurance
Dan hosts online author events, consults on LinkedIn business development, and enters joint work agreements to sell fixed life insurance. He also owns Tight Five LLC (life insurance consulting and agency), consults for Roach AG (agriculture marketing newsletter), works for Csenge Advisory Group (investment advisory and financial planning), and referees rugby games.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Csenge Advisory Group, LLC
Previous Registrations
Lion Street Financial, LLCBroker
Benchmark Financial Wealth Advisors LLC
Freedom Wealth Advisors, LLC
NFP Securities, INC.
NFP Securities, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.