BS
BS

Brian Jeffrey Stephens

18 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Loading...

Location

1640 East Cypress, Suite A, Redding, CA, 96002

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brian owns rental real estate properties and dedicates minimal time to them. He also provides investment advisory services through Rubicon Advisors, spending nearly full-time on this activity, and Stephens Financial is used for tax purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2016 - Present · 9 yrs 7 mos
Rubicon Advisors
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Edward Jones
February 2011 - July 2016 · 5 yrs 5 mos
Edward JonesBroker
February 2011 - July 2016 · 5 yrs 5 mos
Chase Investment Services CORP.Broker
March 2010 - February 2011 · 11 mos
Chase Investment Services CORP.
March 2010 - February 2011 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - March 2010 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - March 2010 · 3 yrs 3 mos
State Registrations7 states
CAFLIDNVOHTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Jeffrey Stephens - Financial Advisor | TrueAdvisor