Andrew Tracy

Huntington Financial Advisors

18 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Huntington Financial Advisors

Compensation

Fee-Only (AUM)

Firm Size

419 advisors

Number of Clients

37,298 clients

Average Client Portfolio

$170K average

Assets Under Management

$6.3B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Minimum Annual Fee:$1,500

Location

5555 Cleveland Ave, Columbus, OH, 43231

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Huntington Financial Advisors

September 2019 - Present · 6 yrs 5 mos

The Huntington Investment CompanyBroker

September 2019 - Present · 6 yrs 5 mos

The Huntington Investment Company

September 2019 - Present · 6 yrs 5 mos

Previous Registrations

J.P. Morgan Securities LLC

October 2012 - September 2019 · 6 yrs 11 mos

J.P. Morgan Securities LLCBroker

October 2012 - September 2019 · 6 yrs 11 mos

Chase Investment Services CORP.Broker

July 2012 - October 2012 · 3 mos

Chase Investment Services CORP.

July 2012 - October 2012 · 3 mos

Morgan Stanley Smith BarneyBroker

March 2010 - July 2012 · 2 yrs 4 mos

Morgan Stanley Smith Barney LLC

March 2010 - July 2012 · 2 yrs 4 mos

U.S. Bancorp Investments, INC.

September 2008 - January 2010 · 1 yr 4 mos

U.S. Bancorp Investments, INC.Broker

September 2008 - January 2010 · 1 yr 4 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

March 2007 - September 2008 · 1 yr 6 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 2007 - September 2008 · 1 yr 8 mos

State Registrations2 states

MAOH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.