WP
CFA
WP
CFA

Wendy Peichel

12 Years of Experience
Broker

Wendy Peichel is a CFA-designated registered investment advisor, based in Minneapolis, MN, with 12 years of industry experience.

Location

333 South 7th Street Suite 2100, Minneapolis, MN, 55402

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Wendy works as a Senior Wealth Planner for Strong Tower Advisory Services and Strong Tower Wealth Management, providing investment advisory and financial planning services. These roles take up nearly all of Wendy's time during business hours.

Employment History
Current Registrations
Dfpg Investments, LLCBroker
August 2021 - Present · 4 yrs 8 mos
Strong Tower Advisory Services
June 2021 - Present · 4 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2019 - August 2021 · 1 yr 11 mos
Cetera Advisor Networks LLCBroker
September 2019 - August 2021 · 1 yr 11 mos
Avantax Advisory Services
February 2016 - September 2019 · 3 yrs 7 mos
Hd Vest Investment ServicesBroker
December 2013 - September 2019 · 5 yrs 9 mos
State Registrations2 states
MNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wendy Peichel - Financial Advisor | TrueAdvisor