AS
AS

Alexander Sotiriou

13 Years of Experience
Broker

Alexander Sotiriou is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 13 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
February 2020 - Present · 6 yrs 2 mos
Capital Client Group, INC.
February 2020 - Present · 6 yrs 2 mos
Capital Client Group, INC.Broker
February 2020 - Present · 6 yrs 2 mos
Previous Registrations
New York Life Investment Management LLC
August 2012 - January 2020 · 7 yrs 5 mos
Nylife Distributors LLCBroker
July 2012 - January 2020 · 7 yrs 6 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.