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BH
BH

Brian Alan Hagen

D.H. Hill Advisors, INC.
17 Years of Experience
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
D.H. Hill Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
736 clients
Average Client Portfolio
$267K average
Assets Under Management
$196.9M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

Montgomery, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Settled
Employment Separation After Allegations
August 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is the President of Gallant Financial, an insurance business, and spends about a quarter of his time there. He also works at D.H. Hill Advisors, Inc. as a Registered Investment Advisor, and spends minimal time prospecting and advising Deferred Sales Trust transactions.

Employment History
Current Registrations
D.H. Hill Securities, Lllp
August 2016 - Present · 9 yrs 6 mos
D.H. Hill Advisors, INC.
August 2016 - Present · 9 yrs 6 mos
D.H. Hill Securities, LllpBroker
August 2016 - Present · 9 yrs 6 mos
Previous Registrations
Investment Advisors
May 2014 - August 2016 · 2 yrs 3 mos
Proequities, INC.Broker
May 2014 - August 2016 · 2 yrs 3 mos
D.H. Hill Securities, LllpBroker
June 2012 - May 2014 · 1 yr 11 mos
D.H. Hill Advisors, INC.
April 2012 - May 2014 · 2 yrs 1 mo
Securities America Advisors, INC.
May 2010 - July 2010 · 2 mos
Securities America, INC.Broker
May 2010 - July 2010 · 2 mos
Oneamerica Securities, INC.
December 2007 - April 2010 · 2 yrs 4 mos
Oneamerica Securities, INC.Broker
December 2007 - April 2010 · 2 yrs 4 mos
Stancorp Investment Advisers, INC.
October 2006 - October 2007 · 1 yr
Stancorp Equities, INC.Broker
October 2006 - October 2007 · 1 yr
State Registrations5 states
DEFLLATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.