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Adam Baur

19 Years of Experience
BrokerSells Insurance

Adam Baur is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boston, MA, with 19 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Beacon St Fl 21, Boston, MA, 02108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also co-owns an investment property and has two legal entities for business purposes, each requiring minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2010 - Present · 15 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
November 2006 - Present · 19 yrs 5 mos
State Registrations38 states
AKARAZCACOCTDCFLGAIAILINKSLAMAMDMEMIMONCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Adam Baur - Financial Advisor | TrueAdvisor