Mathew Todd Petty

CFA

Charles Schwab Investment Management, INC

14 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Charles Schwab Investment Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

36 advisors

Number of Clients

843,555 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$1437.0B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

9825 Schwab Way, Lone Tree, CO, 80124

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Charles Schwab Investment Management, INC

September 2020 - Present · 5 yrs 5 mos

Previous Registrations

Charles Schwab Investment Advisory, INC

March 2014 - September 2020 · 6 yrs 6 mos

Charles Schwab & CO., INC.

August 2009 - December 2009 · 4 mos

Wasatch Advisors INC

July 2006 - November 2008 · 2 yrs 4 mos

State Registrations2 states

CACO

Advisor

Exams

No exam information available for this advisor.