MS
MS

Matthew David Seiter

19 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
705 clients
Average Client Portfolio
$64.2M average
Assets Under Management
$45.3B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

Huntersville, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew owns and manages a vacation rental property in Blowing Rock, NC, dedicating minimal time to it. He also serves on the investment committee for Westminster Seminary's endowment, providing investment advice and dedicating minimal time to it.

Employment History
Current Registrations
Thornburg Investment Management INC
January 2014 - Present · 12 yrs 1 mo
Thornburg Securities LLCBroker
December 2013 - Present · 12 yrs 2 mos
Previous Registrations
John Hancock Distributors LLCBroker
December 2011 - December 2012 · 1 yr
Manulife Asset Management (US) LLC
November 2008 - December 2013 · 5 yrs 1 mo
John Hancock Advisers, LLC
October 2008 - December 2010 · 2 yrs 2 mos
John Hancock Funds, LLCBroker
October 2008 - December 2013 · 5 yrs 2 mos
Morgan Stanley & CO. Incorporated
May 2008 - October 2008 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
May 2008 - October 2008 · 5 mos
Citigroup Global Markets INC.
December 2006 - June 2008 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
August 2006 - June 2008 · 1 yr 10 mos
State Registrations3 states
NCNMSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.