TrueAdvisor
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AG
AG

Abraham Gonzalez

Steward Partners Investment Advisory, LLC
17 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K

Location

140 E. 45th Street, 36th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
January 2024 - Present · 2 yrs 1 mo
Steward Partners Investment Solutions, LLC
December 2023 - Present · 2 yrs 2 mos
Steward Partners Investment Solutions, LLCBroker
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLC
September 2016 - December 2023 · 7 yrs 3 mos
LPL Financial LLCBroker
August 2013 - December 2023 · 10 yrs 4 mos
Vanguard Marketing CorporationBroker
July 2012 - August 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2011 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
December 2007 - October 2009 · 1 yr 10 mos
E*trade Securities LLCBroker
August 2006 - November 2007 · 1 yr 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.