James Dougherty is a registered investment advisor at Signal Securities, INC., based in Fort Worth, TX, with 19 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,137 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Signal Securities offers several investment management programs. Fees are based on the amount of your portfolio and are charged quarterly in advance, except for the 401k Optimizer, which is charged in arrears. Signal Securities reserves the right to negotiate fees. Here's a breakdown of the fees for each model:
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Asset Allocation Model:
- 2.00% annually on the first $100,000
- 1.75% annually on amounts between $100,001 and $250,000
- 1.50% annually on amounts between $250,001 and $500,000
- 1.00% annually on amounts between $500,001 and $1,000,000
- 0.75% annually on amounts over $1,000,001
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Private Client Asset Management Model:
- With Limited Partnerships and/or options: 3.00% annually on all assets
- Without Limited Partnerships and/or options:
- 1.75% annually on amounts between $100,000 and $500,000
- 1.50% annually on amounts between $500,001 and $1,000,000
- 1.25% annually on amounts over $1,000,001
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Discretionary Asset Allocation Model Portfolios:
- 1.50% annually on the first $25,000
- 1.25% annually on amounts over $25,000
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401K Optimizer: 1.00% annually
Location
700 Throckmorton Street, Fort Worth, TX, 76102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Signal Securities, INC.
Signal Securities, INC.Broker
Previous Registrations
First Investors CorporationBroker
State Registrations5 states
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