TrueAdvisor
TrueAdvisor
JD
JD

James William Dougherty

Signal Securities, INC.
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Signal Securities, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,090 clients
Average Client Portfolio
$550K average
Assets Under Management
$599.2M

Fee Structure

Minimum Investment:$25K

Location

700 Throckmorton Street, Fort Worth, TX, 76102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Signal Securities, INC.
September 2020 - Present · 5 yrs 5 mos
Signal Securities, INC.Broker
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
First Investors CorporationBroker
October 2006 - July 2010 · 3 yrs 9 mos
State Registrations4 states
FLNYOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.