Ian Cole is a registered investment advisor at Copper Financial, based in New York, NY, with 17 years of industry experience. Ian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 3,412 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Copper Financial does not directly manage your investments. Instead, they connect you with third-party investment managers. These managers will charge their own fees, with a maximum annual fee of 2.5% of the assets they manage for you. Copper Financial and your advisor receive a portion of the manager's fee as compensation for the referral. This portion is negotiable.
Location
Two UN Plaza, 3rd Floor, (E. 44th Street, between 1st and 2nd Avenue), New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ian is a member of Solid Ground Capital, LLC and Cole Capital, LLC, both residential real estate rental businesses. He dedicates minimal time to these businesses, as the properties are managed by a third party.
Employment History
Current Registrations
Copper Financial
Copper Financial
Copper FinancialBroker
Previous Registrations
Unfcu Advisors LLC
Personal Capital Advisors Corporation
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Aspen Equity Partners, LLCBroker
Edi Investment Advisor Corporation
Edi Financial, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
National Asset Management, INC.
National Securities CorporationBroker
Gunnallen Financial, INC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.