Andrew Whalen is a registered investment advisor at Whalen Financial, based in Las Vegas, NV, with 16 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 408 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fee Estimator
Location
7160 Rafael Rivera Way, Suite 220, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Andrew is the CEO and an investment advisor at Whalen Financial, and also works as a fixed insurance agent. He is also involved with Whalen & Associate Insurance Services, Inc., The Whalen Group Inc. (a tax preparation and bookkeeping service), Whalen Private Wealth, and CWM Publishing.
Employment History
Current Registrations
Whalen Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLC
LPL Financial LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Financial Advisers of America, LLC
Financial Advisers of America, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.