TrueAdvisor
TrueAdvisor
AF
CFP
AF
CFP

Albert G Flores

Arax Advisory Partners
17 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningEstate PlanningCharitable GivingTax PlanningInvestment ManagementHigh Net Worth
Arax Advisory Partners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
77 advisors
Number of Clients
2,692 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

730 17th Street, Suite 107, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Arax Advisory Partners
December 2015 - Present · 10 yrs 2 mos
Previous Registrations
Seal Financial Services, INC.
October 2011 - February 2015 · 3 yrs 4 mos
Geneos Wealth Management, INC.
September 2011 - September 2011 · 0 mos
Charles Schwab & CO., INC.
January 2008 - September 2011 · 3 yrs 8 mos
RBC Dain Rauscher INC.
October 2006 - November 2007 · 1 yr 1 mo
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.