DN
DN

David a Nabb

19 Years of Experience
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
217 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$331.3M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.3M1.05%
$1.3M - $2.8M0.93%
$2.8M - $5.0M0.88%
$5.0M - $10.0M0.82%
$10M+0.71%

Account balances will be aggregated based on household ID to determine appropriate discounts. Assets in those accounts not being charged a fee will not be aggregated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500
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Location

117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Arlen Capital, LLC
November 2008 - Present · 17 yrs 3 mos
Previous Registrations
Tercet Capital, LLC
July 2006 - March 2009 · 2 yrs 8 mos
State Registrations1 state
RI
Advisor
Exams
No exam information available for this advisor.