BS
BS

Benjamin Haag Slater

18 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
44 advisors
Number of Clients
33,329 clients
Average Client Portfolio
$896K average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.65%
$500K - $1.0M0.35%
$1.0M - $5.0M0.25%
$5M+0.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Denver, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is a Regional Director at Focus Partners Advisor Solutions, LLC, spending full-time as a main relationship manager for independent advisors. He also owns TS II, an LLC invested in a private cannabis oil startup, but devotes no time to it. Benjamin is also a registered representative of Foreside Financial Services, LLC, acting as the mutual fund distributor for the SA Fund under BAM Advisor Services, LLC.

Employment History
Current Registrations
Focus Partners Advisor Solutions, LLC
December 2018 - Present · 7 yrs 2 mos
Foreside Financial Services, LLC
October 2018 - Present · 7 yrs 4 mos
Foreside Financial Services, LLCBroker
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Lwi Financial INC.
February 2015 - December 2018 · 3 yrs 10 mos
Loring Ward Securities INC.Broker
July 2014 - October 2018 · 4 yrs 3 mos
National Planning CorporationBroker
April 2013 - July 2014 · 1 yr 3 mos
Curian Clearing, LLCBroker
May 2010 - April 2013 · 2 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
March 2007 - May 2010 · 3 yrs 2 mos
State Registrations8 states
COIDMOMTORUTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.