AR
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Adam Cory Rothstein

15 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3633 advisors
Number of Clients
293,703 clients
Average Client Portfolio
$885K average
Assets Under Management
$260.0B

Fee Structure

Fees for financial planning services are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5355 Town Center Road, Suite 800, Boca Raton, FL, 33486

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
RBC Capital Markets, LLC
January 2022 - Present · 4 yrs 1 mo
RBC Capital Markets, LLC
January 2022 - Present · 4 yrs 1 mo
RBC Capital Markets, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Truist Advisory Services, INC.
February 2021 - January 2022 · 11 mos
Truist Investment Services, INC.Broker
February 2021 - January 2022 · 11 mos
Bb&t Securities, LLC
March 2016 - February 2021 · 4 yrs 11 mos
Bb&t Securities, LLCBroker
March 2016 - February 2021 · 4 yrs 11 mos
Morgan Stanley
June 2014 - April 2016 · 1 yr 10 mos
Morgan StanleyBroker
May 2014 - April 2016 · 1 yr 11 mos
J.P. Morgan Securities LLCBroker
June 2010 - May 2014 · 3 yrs 11 mos
State Registrations17 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Cory Rothstein - Financial Advisor | TrueAdvisor