Andrew Philip Haas

Nuveen Asset Management, LLC

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Nuveen Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

262 advisors

Number of Clients

71,370 clients

Average Client Portfolio

$3.6M average

Assets Under Management

$259.9B

Fee Structure

Financial Planning:Investment management only

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Nuveen Asset Management, LLC

April 2011 - Present · 14 yrs 10 mos

Nuveen Securities, LLCBroker

January 2011 - Present · 15 yrs 1 mo

Previous Registrations

Faf Advisors, INC.

April 2008 - January 2011 · 2 yrs 9 mos

Quasar Distributors, LLCBroker

July 2006 - January 2011 · 4 yrs 6 mos

State Registrations53 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.