Michael Mooney is a registered investment advisor at Geowealth Management LLC, based in Plainfield, NJ, with 11 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 50,134 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GeoWealth offers several products/services that can be billed separately, using a maximum fee model, or at a single enterprise-level fee. When billed separately, the maximum platform fee is 0.5% and the maximum per account fee is $100 per account per year. When billed a flat fee, GeoWealth is compensated at an annual fee of up to 0.35% per account. Fees for households that are in excess of $3 million are charged an additional fee of $500 for each $1 million over $3 million. When working directly with GeoWealth, the investment advisory fee will not exceed 2.5%.
Location
Plainfield, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is engaged in advisor services full-time. The filing does not specify any other business activities.
Employment History
Current Registrations
Geowealth Management LLC
Previous Registrations
Freedom Investment Management, INC.
Portsmouth Financial ServicesBroker
Eqis Securities, LLCBroker
Freedom Investment Management, INC.
Assetmark Brokerage, LLCBroker
Capital Brokerage CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.