AB
AB

Amy Virginia Babbel

15 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
206 advisors
Number of Clients
15,631 clients
Average Client Portfolio
$653K average
Assets Under Management
$10.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

6340 South 3000 East, Suite 350, Salt Lake City, UT, 84121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy works as a notary, dedicating minimal time to notarizing signatures. She also owns Lucky Few Consulting, used as a pass-through tax entity, and works full-time as an IAR with Elevated Private Wealth Advisors.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
August 2014 - Present · 11 yrs 6 mos
Kestra Investment Services, LLCBroker
July 2014 - Present · 11 yrs 7 mos
Kestra Investment Services, LLC
July 2014 - Present · 11 yrs 7 mos
Previous Registrations
RBC Capital Markets, LLC
December 2010 - August 2014 · 3 yrs 8 mos
RBC Capital Markets, LLCBroker
August 2010 - August 2014 · 4 yrs
State Registrations2 states
TXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.