Daniel Obrien is a CFP-designated registered investment advisor at Capital Analysts, based in Shaker Heights, OH, with 16 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.
Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.
Location
1115 Tower East, 20600 Chagrin Boulevard, Shaker Heights, OH, 44122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel works as a Manager, Wealth Management & Portfolio Analysis, and IAR at Capital Advisors Ltd. This role involves financial planning analysis and support and takes up his full-time work hours.
Employment History
Current Registrations
Capital Analysts
Lincoln InvestmentBroker
Lincoln Investment
Capital Advisors, LTD., LLC
Previous Registrations
Capital Analysts Incorporated
Capital Analysts, IncorporatedBroker
Nca Financial Planners
Royal Alliance Associates, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.