Joseph Martin is a registered investment advisor, based in Dallas, TX, with 19 years of industry experience.
Location
200 Crescent Court, Suite 400, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is a trustee of BridgeYear and a board member of Connect Community, both non-profit organizations in Houston, TX. These activities are not investment-related.
Employment History
Current Registrations
PNC Capital Markets LLCBroker
March 2020 - Present · 6 yrs 1 mo
PNC Capital Advisors LLC
June 2013 - Present · 12 yrs 10 mos
Previous Registrations
PNC Funds Distributor, LLCBroker
October 2013 - December 2019 · 6 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
November 2007 - May 2013 · 5 yrs 6 mos
T. Rowe Price Advisory Services, INC.
November 2007 - May 2013 · 5 yrs 6 mos
Ameriprise Financial Services, INC.
September 2006 - November 2007 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
July 2006 - November 2007 · 1 yr 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.